JC
Jess C. Crabtree
STIFEL, NICOLAUS & COMPANY
Memphis, TN 38117
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CRD#: 2949045
JC
Professional summary
Jess Chambless Crabtree, who also goes by Cham Crabtree, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Memphis, Tennessee.
Jess is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jess has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cham Crabtree
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HGCC Properties LLC; 9705 Frank Road, Germantown, TN 38139; Commercial real estate rental property; 50% Owner/member; Management of commercial rental properties; 09/01/2004; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 2. Boy Scouts of America Troop 55; 4055 Poplar Ave Memphis, TN 38111; Boy Scout Troop; Treasurer; Manage troop bank account, dues collection and general bookkeeping; 08/02/2021; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related.
CRS (Client Relationship Summary) - RIA
Click below to view Jess Chambless Crabtree's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jess Chambless Crabtree's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2022 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 641 Oakleaf Office Lane Suite 2, Memphis, TN 38117RIA
BD
CRD#: 793
Memphis, TN
Current
April 22, 2022 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 641 Oakleaf Office Lane Suite 2, Memphis, TN 38117RIA
BD
CRD#: 793
Memphis, TN
Past
October 22, 2020 - April 22, 2022
VINING-SPARKS IBG, LLC
BD
CRD#: 27502
MEMPHIS, TN
Past
November 1, 2016 - October 23, 2020
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
GERMANTOWN, TN
Past
May 24, 2016 - October 23, 2020
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
GERMANTOWN, TN
Past
November 10, 2014 - July 6, 2015
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
MEMPHIS, TN
Past
December 4, 2013 - September 15, 2014
OPPENHEIMER & CO. INC.
BD
CRD#: 249
MEMPHIS, TN
Past
November 1, 2012 - October 21, 2013
HILLTOP SECURITIES INC.
BD
CRD#: 6220
MEMPHIS, TN
Past
March 8, 2012 - November 2, 2012
CRT CAPITAL GROUP LLC
BD
CRD#: 28830
MEMPHIS, TN
Past
October 20, 2011 - March 26, 2012
PIERPONT CAPITAL ADVISORS LLC
BD
CRD#: 108424
MEMPHIS, TN
Past
January 4, 2010 - October 6, 2011
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
MEMPHIS, TN
Past
November 15, 2005 - January 8, 2010
VINING-SPARKS IBG, LLC
BD
CRD#: 27502
MEMPHIS, TN
Past
February 22, 2005 - November 17, 2005
TRUIST SECURITIES, INC.
BD
CRD#: 6271
ATLANTA, GA
Past
September 17, 1997 - February 22, 2005
NBC CAPITAL MARKETS GROUP, INC.
BD
CRD#: 18229
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/22/2022)
RR
Alaska(6/7/2023)
RR
Arizona(4/22/2022)
RR
California(4/22/2022)
RR
Colorado(2/16/2024)
RR
Georgia(4/22/2022)
RR
Hawaii(4/22/2022)
RR
Idaho(4/22/2022)
RR
Massachusetts(4/22/2022)
RR
Mississippi(4/22/2022)
RR
Montana(4/22/2022)
RR
Nevada(4/22/2022)
RR
New Hampshire(4/22/2022)
RR
New York(1/18/2024)
RR
North Carolina(5/27/2025)
RR
Ohio(4/22/2022)
RR
Oklahoma(6/10/2024)
RR
Oregon(4/22/2025)
RR
South Carolina(6/10/2024)
RR
Tennessee(4/22/2022)
IAR
Tennessee(8/9/2022)
RR
Texas(4/22/2022)
RR
Utah(4/22/2022)
RR
Washington(4/22/2022)
RR
West Virginia(6/10/2024)
RR
Wyoming(6/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD#: 793Memphis, TN 38117TRUST BUT VERIFY
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