Robert J. Hawkes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Hawkes, who also goes by Hawkes Bob, Bob Hawkes, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2017 - October 17, 2018
STRATEGIC WEALTH PARTNERS, LTD.
February 3, 2016 - October 11, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
January 14, 2016 - October 11, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
October 27, 2005 - April 6, 2009
FIRST HORIZON ADVISORS, INC.
October 26, 2005 - April 6, 2009
FIRST HORIZON ADVISORS, INC.
September 17, 2004 - September 20, 2004
MSI FINANCIAL SERVICES, INC.
September 13, 2004 - September 20, 2004
METROPOLITAN LIFE INSURANCE COMPANY
September 13, 2004 - September 20, 2004
MSI FINANCIAL SERVICES, INC.
February 20, 2003 - July 21, 2004
CHARLES SCHWAB & CO., INC.
November 10, 1999 - July 21, 2004
CHARLES SCHWAB & CO., INC.
March 3, 1999 - August 18, 1999
PRUDENTIAL EQUITY GROUP, LLC
October 20, 1997 - January 5, 1999
METROPOLITAN LIFE INSURANCE COMPANY
October 20, 1997 - January 5, 1999
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC WEALTH PARTNERS, LTD.
CRD#: 148586 / SEC#: 801-79487
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC WEALTH PARTNERS, LTD.
CRD#: 148586 / SEC#: 801-79487
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,669 |
| AUM (Assets Under Management) | $ 1,324,195,489 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
