DE
David A. Evans
J. W. COLE ADVISORS
SUGAR LAND, TX 77478
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CRD#: 2948783
DE
Professional summary
David Alan Evans is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Sugar Land, Texas and J.W. COLE FINANCIAL, INC. located in Sugar Land, Texas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) A) E FINANCIAL GROUP B) DOING BUSINESS AS (DBA) COMPANY MARKETING NAME
(2) A) DAVID EVANS B) FIXED INSURANCE C) INSURANCE BROKER OR AGENT D) 20-40 HOURS PER MONTH.
(3) A) DAVID EVANS & ASSOCIATES B) NON-INVESTMENT RELATED D) TAXES E) OWNER G) 20 HOURS PER MONTH H) 10 TRADING HOURS PER MONTH
(4) MILLARD BAKER EVANS AND YVONNE TAYLOR EVANS TRUST; CO-STRUSTEE; 10/13/2013
CRS (Client Relationship Summary) - RIA
Click below to view David Alan Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2002 - Present
J. W. COLE ADVISORS, INC.
Office #1: 130 Industrial Blvd Ste 100, Sugar Land, TX 77478RIA
CRD#: 112294
SUGAR LAND, TX
Current
September 5, 2003 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 130 Industrial Blvd Ste 100, Sugar Land, TX 77478BD
CRD#: 124583
SUGAR LAND, TX
Past
September 26, 2002 - September 28, 2005
ZONE 7 FINANCIAL SERVICES, LLC
RIA
CRD#: 114321
SUGAR LAND, TX
Past
July 8, 2002 - September 5, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
BD
CRD#: 46285
TAMPA, FL
Past
January 14, 1998 - July 26, 2002
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2003)
RR
Mississippi(1/19/2006)
RR
South Carolina(10/7/2011)
RR
Tennessee(9/3/2025)
IAR
Texas(7/8/2002)
RR
Texas(9/5/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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