Daniel H. Schneierson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Harris Schneierson, who also goes by Daniel Harris, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1997. Daniel had worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 62, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2023 - January 30, 2024
PALLADIUM CAPITAL GROUP, LLC
September 20, 2021 - May 9, 2022
PALLADIUM CAPITAL GROUP, LLC
July 17, 2014 - December 10, 2014
SSC NY CORP.
November 4, 2008 - January 4, 2010
J.H. DARBIE & CO., INC.
January 20, 2006 - June 13, 2008
J.H. DARBIE & CO., INC.
October 17, 2002 - March 18, 2004
SCHONFELD SECURITIES, LLC
July 25, 2000 - November 2, 2000
SCHONFELD SECURITIES, LLC
May 11, 1999 - September 14, 1999
CARLIN EQUITIES, LLC
September 8, 1998 - May 3, 1999
SPENCER CLARKE LLC
December 17, 1997 - September 15, 1998
CARLIN EQUITIES, LLC
October 31, 1997 - December 22, 1997
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/20/2021
General Securities Representative ExaminationSeries 62
Date: 7/17/2014
Corporate Securities Limited Representative ExaminationSeries 55
Date: 7/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
PALLADIUM CAPITAL GROUP, LLC
CRD#: 129400 / SEC#: , 8-66223
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KURLAND, AKIVA JOSEPH | MEMBER | 5366252 |
| LAZARUS, MARILYN NMI | MEMBER | 5447746 |
| LAZARUS, NORMAN MICHAEL | MEMBER | 7172324 |
| PADOWITZ, JOEL EUGEN | MEMBER | 4725316 |
| MOCH, TAMARA ROSALIE | MEMBER | 7172315 |
| BUCKLEY, ANNE PAUL | CHIEF COMPLIANCE OFFICER | 1781079 |
| MEDREZ, NATAN | PARTIAL OWNER | 4792730 |
| PALLADIUM HOLDINGS, LLC | PARTIAL OWNER | |
| ROOZ, EFRAIM | PARTIAL OWNER | 5823833 |
| SLOVIN, MARK ADAM | CHIEF FINANCIAL OFFICER AND FINOP | 6786999 |
| WEINBERG, ILAN JOSHUA | PARTIAL OWNER | 2354293 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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