Damon L. Mayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damon Lee Mayer was a registered financial advisor .
Damon is a previously registered financial advisor and started their career in finance in 2000. Damon had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2002 - December 31, 2004
EASTERN POINT ADVISORS INC.
December 13, 2001 - July 18, 2002
INVESTORS CAPITAL CORP.
June 5, 2001 - October 17, 2001
RBC CAPITAL MARKETS, LLC
September 28, 2000 - July 2, 2001
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
