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DM

Damon Lee Mayer

CRD# 2948653·Registered 2000 - 2004
Previously Registered: Being a previously registered professional could mean that Damon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Damon Lee Mayer was a registered financial advisor. Damon was a previously registered financial advisor and started their career in finance 2000 - 2004. Damon had worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

EASTERN POINT ADVISORS INC.·CRD# 107123
RIA
Salem, OR
April 18, 2002 - December 31, 2004
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Lynnfield, MA
December 13, 2001 - July 18, 2002
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
June 5, 2001 - October 17, 2001
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Los Angeles, CA
September 28, 2000 - July 2, 2001

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2000About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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