Rodney Keith Roath
CFP®Professional Summary
Rodney Keith Roath, CFP®, who also goes by Rod Roath, is a registered financial advisor currently at MONEY MATTERS located in Minnetonka, Minnesota. Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Rodney has worked at 2 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Tax Planning
- Business Services
- Retirement Planning
- Risk Management & Insurance
- Social Security & Medicare Planning
- Financial Planning
- Investment Management
- Cashflow & Budgeting
- Education Funding
Biography
Rod was selected Five Star Best in Client Satisfaction Wealth Manager for 2009 in a survey conducted by Mpls.St.Paul and Twin Cities Business magazines. Money Matters recently celebrated its 10 year anniversary.
Other Aliases
Rod Roath
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MONEY MATTERS | MONEY MATTERS, INC.
Contact Information
Main Address
12800 Whitewater Drive Suite 100, Minnetonka, MN 55343-9347Phone Number
(952) 935-0707# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
105AUM (Assets Under Management)
$24,588,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/8/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Rodney Keith Roath's CRS (Customer Relationship Summary).
Services Offered by Rodney
- Tax Planning
- Business Services
- Retirement Planning
- Risk Management & Insurance
- Social Security & Medicare Planning
- Financial Planning
- Investment Management
- Cashflow & Budgeting
- Education Funding
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