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Rodney Keith Roath

Rodney K. Roath

MONEY MATTERS
Minnetonka, MN 55343-9347
Some features on this profile are disabled
CRD#: 2948627
Rodney Keith Roath

Professional summary

Rodney Keith Roath, CFP®, who also goes by Rod Roath, is a registered financial advisor currently at MONEY MATTERS located in Minnetonka, Minnesota.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Rodney has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Biography

Rod was selected Five Star Best in Client Satisfaction Wealth Manager for 2009 in a survey conducted by Mpls.St.Paul and Twin Cities Business magazines. Money Matters recently celebrated its 10 year anniversary.
top-8-questions

Question & Answer

What are your service offerings?
Tax Planning
Small Business Planning
Retirement Planning
Insurance Planning
Social Security Planning
Comprehensive Financial Planni...
Investment Planning
Do you have an area of expertise or specialization?
Business Owners
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes

Aliases

Rod Roath

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Keith Roath's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2002

Experience

Current

January 8, 2014 - Present

MONEY MATTERS

Office #1: 12800 Whitewater Drive Suite 100, Minnetonka, MN 55343-9347
RIA
CRD#: 121795
Minnetonka, MN
Past

October 6, 1997 - May 20, 1998

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(1/8/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/30/1997
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/25/1997
General Securities Representative Examination

Current Firm

MONEY MATTERS
MONEY MATTERS
MONEY MATTERS | MONEY MATTERS, INC.

CRD#: 121795 / SEC#:

Minnesota
Registered Investment Advisory firm - (6/26/2002 Approved)
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Contact information

Main Address
12800 Whitewater Drive Suite 100, Minnetonka, MN 55343-9347
Mailing Address
Phone number
(952) 935-0707
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts31
AUM (Assets Under Management)$ 28,637,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONEY MATTERS

MONEY MATTERS

CRD#: 121795Minnetonka, MN 55343-9347

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