Stephen J. Gowsoski
Professional summary
Stephen Joseph Gowsoski, CFP®, who also goes by Steve Joseph Gowsoski, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1997. Stephen has worked at 12 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Joseph Gowsoski's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2022 - Present
INVESTMENT DISTRIBUTORS, INC.
Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011November 19, 2015 - January 3, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 4, 2010 - August 2, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 27, 2009 - August 2, 2011
TD AMERITRADE, INC.
August 27, 2009 - August 2, 2011
TD AMERITRADE, INC.
July 6, 2009 - July 28, 2009
TRIAD ADVISORS LLC
March 27, 2009 - May 19, 2009
MULTI-BANK SECURITIES, INC.
March 8, 2007 - March 23, 2009
CHASE INVESTMENT SERVICES CORP.
February 20, 2007 - March 23, 2009
CHASE INVESTMENT SERVICES CORP.
April 24, 2006 - December 20, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 26, 2005 - December 20, 2006
TD AMERITRADE, INC.
June 22, 2005 - December 20, 2006
TD AMERITRADE, INC.
August 26, 2003 - October 1, 2004
AMERICAN FIDELITY SECURITIES, INC.
March 30, 2001 - December 20, 2002
BANC ONE INVESTMENT ADVISORS CORP
October 29, 1997 - December 17, 1997
GOLDK INVESTMENT SERVICES, INC
September 30, 1997 - October 24, 1997
IDS LIFE INSURANCE COMPANY
September 30, 1997 - October 24, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
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(1/2/2024)
(1/3/2022)
(1/2/2024)
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Exams
FINRA
Current Firm
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| LEE, FELICIA MALLOCH | SECRETARY | 7498538 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | SR ANALYST FINANCIAL REPORTING | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490Covington, KY 41011TRUST BUT VERIFY
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