Mark E. Foat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Edward Foat, who also goes by E Mark Foat, Mark Foat, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2023 - December 31, 2024
MF LINEAGE WEALTH ADVISORS LLC
October 5, 2022 - March 10, 2023
AVANTAX ADVISORY SERVICES
May 17, 2010 - September 23, 2022
EXECUTIVE INVESTMENT SERVICES, LLC
March 15, 2010 - November 19, 2010
INDEPENDENT FINANCIAL GROUP, LLC
September 26, 1997 - February 2, 1998
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MF LINEAGE WEALTH ADVISORS LLC
CRD#: 327141 / SEC#:
Contact information
Red Flags
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