Zach T. Granberry
Professional summary
Zach Turner Granberry, who also goes by Zach Granberry, Zachary Granberry, Zachary Turner Granberry, is a registered financial advisor currently at NORTHERN TRUST SECURITIES, INC. located in Houston, Texas.
Zach is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Zach has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zach Turner Granberry's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zach Turner Granberry's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2026 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 1801 Post Oak Blvd., Houston, TX 77057April 28, 2026 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 1801 Post Oak Blvd., Houston, TX 77057May 12, 2023 - March 6, 2026
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
February 18, 2022 - March 6, 2026
TCBI SECURITIES, INC.
August 29, 2019 - November 18, 2021
KINGSWOOD CAPITAL PARTNERS, LLC
August 28, 2019 - November 16, 2021
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
May 8, 2018 - September 17, 2019
ALLIANCEBERNSTEIN L.P.
January 24, 2017 - September 17, 2019
SANFORD C. BERNSTEIN & CO., LLC
October 1, 2008 - January 6, 2017
J.P. MORGAN SECURITIES LLC
March 6, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
November 22, 2004 - March 7, 2006
LEHMAN BROTHERS INC.
November 13, 1997 - November 15, 2004
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
NORTHERN TRUST SECURITIES, INC.
CRD#: 7927 / SEC#: 801-80781, 8-23689
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2026)
(4/28/2026)
Exams
FINRA
Current Firm
NORTHERN TRUST SECURITIES, INC.
CRD#: 7927 / SEC#: 801-80781, 8-23689
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NORTHERN TRUST CORPORATION | SHAREHOLDER | |
| BLOWERS, DAVID CHARLES | DIRECTOR | 4377133 |
| BURNS, RYAN DOUGLAS | DIRECTOR | 7427168 |
| CARBERRY, CRAIG RICHARD | SECRETARY | 2075889 |
| CHAPPELL, DARLENE | MLRO (ANTI-MONEY LAUNDERING OFFICER) | 8158928 |
| CHERRY, JON VINCENT | DIRECTOR | 4255568 |
| CHERRY, JON VINCENT | PRESIDENT | 4255568 |
| DEVITA, DINO ANTHONY | DIRECTOR | 3022063 |
| PECCATIELLO, ANTHONY JOSEPH | CHIEF FINANCIAL OFFICER | 5716365 |
| PECCATIELLO, ANTHONY JOSEPH | CHIEF OPERATIONS OFFICER | 5716365 |
| PICKETT, MELANIE ZAIRIS | DIRECTOR | 3256748 |
| THOMAS, SUNITHA CHERIAN | DIRECTOR | 7881171 |
| THORNTON, MITCHELL BLAIR | DIRECTOR | 2515299 |
| WILLIAMS, AMANDA TAWNEY | CHIEF COMPLIANCE OFFICER | 4195897 |
Regulatory assets under management
| Total Number of Accounts | 2,283 |
| AUM (Assets Under Management) | $ 1,276,929,981 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 09/25/2024 | ||
| 08/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
