Bill A. Johnson

TRANSCENDENT CAPITAL GROUP

Edmond, OK 73034

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CRD#: 2948410

Professional summary

Bill Allen Johnson is a registered financial advisor currently at TRANSCENDENT CAPITAL GROUP located in Edmond, Oklahoma and PRIVATE CLIENT SERVICES, LLC located in Edmond, Oklahoma.

Bill is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Bill has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FERRELL JOHNSON PROPERTIES. 1008 S BRYANT AVE, SUITE 250, EDMOND, OK 73034. HOLDING COMPANY FOR COMMERCIAL OFFICE SPACE. ONE THIRD OWNER AND ONE OF THREE MANAGING PARTNERS. 18 HRS/MO. 2) TRANSCENDENT CAPITAL GROUP. 1008 S BRYANT AVE, SUITE 250, EDMOND, OK 73034. RIA. 160 HRS/MO. 3) JOHNSON WEALTH MANAGEMENT. 1008 S BRYANT AVE, SUITE 250, EDMOND, OK 73034. SUB S CORPORATION I USE TO RECEIVE REVENUES FROM INVESTMETN SERVICES PROVIDED THROUGH TRANSCENDENT CAPITAL GROUP AND TO PAY EMPLOYEE SALARIES. PRESIDENT-RESPONSIBLE FOR ALL OPERATING TASKS. 10 HRS/MO; 1 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill Allen Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 2021 - Present

TRANSCENDENT CAPITAL GROUP

Office #1: 1008 South Bryant Avenue Suite 250, Edmond, OK 73034

RIA

CRD#: 316872

Edmond, OK

Current

November 15, 2021 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 1008 S Bryant Ave #250, Edmond, OK 73034

RIA

CRD#: 120222

Edmond, OK

Past

March 29, 2005 - November 17, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

EDMOND, OK

Past

March 24, 2005 - November 17, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

EDMOND, OK

Past

May 11, 1998 - April 11, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

OKLAHOMA CITY, OK

Past

November 25, 1997 - April 11, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRANSCENDENT CAPITAL GROUP

TRANSCENDENT CAPITAL GROUP | TRANSCENDENT CAPITAL GROUP LLC

CRD#: 316872 / SEC#: 801-122512

RIA

Registered Investment Advisory firm - (10/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/15/2021)

Arkansas
(1/3/2022)

California
(11/15/2021)

Georgia
(12/2/2021)

Louisiana
(11/15/2021)

North Carolina
(11/15/2021)

IAR

Oklahoma
(11/10/2021)

Oklahoma
(11/15/2021)

Texas
(11/15/2021)

Utah
(11/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/23/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRANSCENDENT CAPITAL GROUP

TRANSCENDENT CAPITAL GROUP | TRANSCENDENT CAPITAL GROUP LLC

CRD#: 316872 / SEC#: 801-122512

RIA

Registered Investment Advisory firm - (10/15/2021 Approved)

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Contact information

Main Address

1008 South Bryant Avenue Suite 250, Edmond, OK 73034

Mailing Address

Phone number

(405) 341-9188

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCG ADV PART 2A (3/5/2025)

Regulatory assets under management

Total Number of Accounts	1,229
AUM (Assets Under Management)	$ 312,086,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bill A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill Allen Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

TRANSCENDENT CAPITAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/1997

Series 63

Date: 12/8/1997

SIE

Date: 10/1/2018

Series 7

Date: 11/24/1997

Series 24

Date: 6/23/2005

FINRA

Current Firm

TRANSCENDENT CAPITAL GROUP

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRANSCENDENT CAPITAL GROUP

TRUST BUT VERIFY

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