William R. Jones
Professional summary
William Russell Jones, who also goes by William Russell Jones Jr, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 12 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 6, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Russell Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2014 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005Office #2: 88 Pine Street 23rd Floor, New York, NY 10005February 22, 2016 - May 28, 2021
OPEN TO THE PUBLIC INVESTING, INC.
April 18, 2012 - January 6, 2015
WORLD-XECUTION STRATEGIES
February 6, 2012 - January 23, 2015
WTS PROPRIETARY TRADING GROUP LLC
March 4, 2011 - March 28, 2012
DIMENSION TRADING GROUP, LLC
October 3, 2006 - April 5, 2012
DIMENSION SECURITIES, LLC
April 17, 2006 - January 30, 2009
DIMENSION BROKERAGE, LLC
March 3, 2003 - December 16, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
March 20, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
August 27, 1998 - March 22, 2001
METROPOLITAN LIFE INSURANCE COMPANY
August 27, 1998 - March 22, 2001
MSI FINANCIAL SERVICES, INC.
April 30, 1998 - June 23, 1998
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2025)
(12/20/2019)
(10/31/2019)
(4/2/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 4/29/1998
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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