Roshawn N. Winburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roshawn Nmn Winburn, who also goes by Roshawn Winburn, Shawn Winburn, was a registered financial professional .
Roshawn is a previously registered financial professional and started their career in finance in 2000. Roshawn had worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2011 - May 24, 2012
ASPYRE ADVISORS, LLC
July 13, 2010 - January 27, 2011
P/E CAPITAL INVESTMENTS
February 12, 2009 - December 31, 2009
ASPYRE ADVISORS, LLC
February 21, 2007 - December 16, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2007 - December 16, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2002 - April 14, 2005
CITIGROUP GLOBAL MARKETS INC.
December 6, 2000 - April 14, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASPYRE ADVISORS, LLC
CRD#: 149387 / SEC#: 801-71240
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
