Greg Bachman

SPECTRUM STRATEGIC CAPITAL MANAGEMENT

Corvallis, OR 97330-1905

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CRD#: 2948151

Professional summary

Greg Bachman, CFA, CFP® is a registered financial advisor currently at SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC located in Corvallis, Oregon.

Greg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Greg has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SPECTRUM INSURANCE SERVICES, LLC; INVESTMENT RELATED; 1745 NW KINGS BLVD, CORVALLIS, OR 97321; INSURANCE BUSINESS; MEMBER/ AGENT; START DATE AUGUST 7, 2008; APPROXIMATELY 10-12 HRS PER MONTH; NONE DURING TRADING HOURS; SALES AND ANALYSIS; 3) LUMINA HOSPICE AND PALLIATIVECARE - NOT-FOR-PROFIT ORGANIZATION - NON-INVESTMENT RELATED; VOLUNTEER BOARD MEMBER AND FINANCE COMMITTEE MEMBER - 720 SW 4THST, CORVALLIS, OR 97333 - APPROXIMATELY 10% OF TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Bachman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

April 4, 2006 - Present

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

Office #1: 1745 Nw Kings Blvd., Corvallis, OR 97330-1905

RIA

CRD#: 138347

Corvallis, OR

Past

April 18, 2008 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CORVALLIS, OR

Past

September 24, 2001 - April 3, 2008

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

CORVALLIS, OR

Past

May 2, 2001 - April 3, 2008

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

CORVALLIS, OR

Past

September 19, 1997 - February 20, 2001

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC | SPECTRUM WEALTHCARE, LLC

CRD#: 138347 / SEC#: 801-65858

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(4/4/2006)

IAR

Texas
(8/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/18/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC | SPECTRUM WEALTHCARE, LLC

CRD#: 138347 / SEC#: 801-65858

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

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Contact information

Main Address

1745 Nw Kings Blvd., Corvallis, OR 97330-1905

Mailing Address

Phone number

(541) 248-2052

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DATED SEPTEMBER 26, 2025 (9/26/2025)

Regulatory assets under management

Total Number of Accounts	781
AUM (Assets Under Management)	$ 249,260,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Greg Bachman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Bachman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2001

Series 63

Date: 9/23/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/17/2001

Series 6

Date: 9/18/1997

Current Firm

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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