David O. Huaracha
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Omar Huaracha, who also goes by David Huaracha, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 2 firms and has passed the Series 63 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 1999 - May 27, 1999
WESTMOORE SECURITIES, INC.
April 15, 1999 - May 20, 1999
NEXT ADVISORS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 12/9/1997
Foreign Currency Options ExaminationCurrent Firm
WESTMOORE SECURITIES, INC.
CRD#: 44948 / SEC#: , 8-50890
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
