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DN

Dennis Nitka

OUTSET GLOBAL TRADING LIMITED
London, WC2N 6LE
Some features on this profile are disabled
CRD#: 2947942
DN

Professional summary

Dennis Nitka, who also goes by Dennis Neil Nitka Jr, Dennis Neil Nitka, Dennis Nitka Jr., is a registered financial professional currently at OUTSET GLOBAL TRADING LIMITED .

Dennis is registered as a RR (Registered Representative) and started their career in finance in 1997. Dennis has worked at 10 firms and has passed the Series 63, Series 6TO, SIE, Series 6, Series 55, Series 25, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dennis Neil Nitka Jr | Dennis Neil Nitka | Dennis Nitka Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dennis Nitka's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 12, 2022 - Present

OUTSET GLOBAL TRADING LIMITED

Office #1: Ground Floor, River Suite, Ivybridge House 1-5 Adam Street, London, WC2N 6LE
BD
CRD#: 281065
London,
Past

June 4, 2020 - September 16, 2022

STONEX OUTSOURCED SERVICES LLC

BD
CRD#: 30773
NEW YORK, NY
Past

March 27, 2017 - June 7, 2018

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
NEW YORK, NY
Past

August 8, 2013 - April 2, 2015

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

July 10, 2012 - February 13, 2013

VIRTU AMERICAS LLC

BD
CRD#: 149823
JERSEY CITY, NJ
Past

September 28, 2011 - July 10, 2012

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

September 22, 2008 - December 2, 2008

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

August 11, 2004 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 13, 2000 - June 21, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

December 3, 1997 - October 9, 1998

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/6/2022)
RR
South Carolina
(11/13/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/6/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/7/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/23/2013
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 8/16/2013
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 25
Date: 12/9/1999
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/30/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/9/2000
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

OG
OUTSET GLOBAL TRADING LIMITED
OUTSET GLOBAL TRADING LIMITED

CRD#: 281065 / SEC#: , 8-69657

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1120 Avenue Of Americas 14th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 14th Floor, New York, NY 10036
Phone number
(212) 390-0904
Established
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BANDEEN, ADAM DRUMMONDPRESIDENT2389750
MCCABE, RAYMOND FRANCISCEO & EXECUTIVE REPRESENTATIVE2577501
FREY, KRISTOPHER SEANFINOP/CFO, COO, CCO4797346

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OUTSET GLOBAL TRADING LIMITED

CRD#: 281065London, WC2N 6LE

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