Francisco H. Salonia-ruzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francisco Hernan Salonia-ruzo, who also goes by Francisco Hernan Salonia, Francisco Hernan Saloniaruzo, was a registered financial professional .
Francisco is a previously registered financial professional and started their career in finance in 1997. Francisco had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2023 - December 31, 2025
BAU ADVISORS
March 10, 2021 - December 31, 2022
BAU ADVISORS
December 3, 1997 - February 22, 2001
JPMSI
Primary Firm SEC Registration
BAU ADVISORS
CRD#: 301667 / SEC#: 801-117451
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAU ADVISORS
CRD#: 301667 / SEC#: 801-117451
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 274,178,050 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
