Albert Aguiar
Professional summary
Albert Aguiar, who also goes by Albert J Aguiar, Albert Joseph Aguiar, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.
Albert is registered as a RR (Registered Representative) and started their career in finance in 1998. Albert has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert Aguiar's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
PRIME EXECUTIONS, INC.
Office #1: 40 Wall Street - 58th Floor, New York, NY 10005June 1, 2018 - June 13, 2022
BERENBERG CAPITAL MARKETS LLC
February 23, 2018 - October 23, 2018
CFG CAPITAL MARKETS, LLC
January 19, 2016 - February 16, 2017
NEEDHAM & COMPANY, LLC
May 19, 2014 - January 19, 2016
SANFORD C. BERNSTEIN & CO., LLC
July 17, 2012 - May 8, 2014
NOMURA SECURITIES INTERNATIONAL, INC.
January 27, 2011 - March 13, 2012
UBS SECURITIES LLC
July 31, 2006 - October 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2002 - July 26, 2006
FAM DISTRIBUTORS, INC.
October 15, 1998 - October 7, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2024)
(1/29/2024)
(1/29/2024)
(4/3/2025)
(1/22/2024)
(4/3/2025)
(1/19/2024)
Exams
FINRA
New York Stock Exchange
Current Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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