Kyle T. Mills

HARVEST FINANCIAL GROUP

Richmond, VA 23233

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CRD#: 2947517

Professional summary

Kyle Thomas Mills is a registered financial advisor currently at HARVEST FINANCIAL GROUP, LLC located in Richmond, Virginia.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kyle has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT. DEVOTE 10 HOURS PER MONTH TOWARD THIS BUSINESS. LIVE MUSIC PERFORMANCE - 1 HOURS PER MONTH (NON-TRADING)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Thomas Mills's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2018 - Present

HARVEST FINANCIAL GROUP, LLC

Office #1: 3900 Westerre Parkway Suite 300, Richmond, VA 23233

RIA

CRD#: 149503

Richmond, VA

Past

April 30, 2009 - December 31, 2017

HARVEST FINANCIAL GROUP, LLC

RIA

CRD#: 149503

RICHMOND, VA

Past

October 15, 2003 - March 31, 2009

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

RICHMOND, VA

Past

October 15, 2003 - March 31, 2009

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

RICHMOND, VA

Past

June 5, 2003 - October 10, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

RICHMOND, VA

Past

June 5, 2003 - October 10, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 5, 2003 - October 10, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 4, 2000 - May 29, 2003

CAPITAL INVESTMENT ADVISORS

RIA

CRD#: 118269

RICHMOND, VA

Past

April 30, 1999 - May 8, 2003

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

July 10, 1998 - May 3, 1999

CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/23/2018)

IAR

Virginia
(8/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/9/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HARVEST FINANCIAL GROUP, LLC

HARVEST ASSET MANAGEMENT | HARVEST FINANCIAL GROUP, LLC

CRD#: 149503 / SEC#: 801-80117

RIA

Registered Investment Advisory firm - (11/4/2019 Terminated)

California

Registered Investment Advisory firm - (11/1/2019 Approved)

Ohio

Registered Investment Advisory firm - (4/14/2015 Terminated)

Virginia

Registered Investment Advisory firm - (10/21/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3900 Westerre Parkway Suite 300, Richmond, VA 23233

Mailing Address

Phone number

(804) 788-4100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	654
AUM (Assets Under Management)	$ 79,269,876

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kyle T. Mills

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Thomas Mills's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEST FINANCIAL GROUP, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CAPITAL INVESTMENT ADVISORS

NATIONAL PLANNING CORPORATION

CENTENNIAL CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/1999

Series 63

Date: 6/30/1998

Series 6

Date: 7/9/1998

Current Firm

HARVEST FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARVEST FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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