Chris B. Pigott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Bradley Pigott, who also goes by Chris Pigott, Christopher Bradley Pigott, was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1999. Chris had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2013 - September 12, 2016
ZIV INVESTMENT COMPANY
August 4, 2010 - June 13, 2011
EQUIBASE CAPITAL MARKETS, LLC
May 1, 2007 - May 19, 2009
THINKEQUITY LLC
May 2, 2005 - April 19, 2007
ROBERT W. BAIRD & CO. INCORPORATED
July 31, 2001 - May 9, 2005
LASALLE FINANCIAL SERVICES, INC.
December 16, 1999 - August 30, 2000
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZIV INVESTMENT COMPANY
CRD#: 4316 / SEC#: , 8-18119
Contact information
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 22,915,455 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
