DT
Danielle M. Traylor
MONEY CONCEPTS CAPITAL CORP
Longview, TX 75605
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CRD#: 2947148
DT
Professional summary
Danielle Michelle Traylor, who also goes by Danielle Michelle Davis, Chelle Traylor, Michelle Traylor, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Longview, Texas.
Danielle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Danielle has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Danielle Michelle Davis | Chelle Traylor | Michelle Traylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BOCKMON INSURANCE AGENCY TEXARKANA, INC. INVESTMENT RELATED. PARTNER / SALES. START DATE 01/2000. LIFE, HEALTH, LTC, P&C. 5 TOTAL/HRS/MO . 5HRS/MO DURING SECURITIES TRADING HOURS.
2. BOCKMON INSURANCE AGENCY,INC. INVESTMENT RELATED. PARTNER/SALES. SALES MANAGEMENT. STARTED DATE: 01/1998. LIFE,HEALTH, DISABILITY,LTC. 160 TOTAL/HRS/MO . 160HRS/MO DURING SECURITIES TRADING HOURS.
3. DBTKMT, LLC. PARTNER. REAL ESTATE.STARTED DATE: APPROX 2007. PARTNER. COMMERCIAL PROPERTY MANAGEMENT. JOINT OWNERSHIP. 1 TOTAL/HR/MO . 1HR/MO DURING SECURITIES TRADING HOURS.
4. DTML,LLC. PARTNER. REAL ESTATE. COMMERCIAL PROPERTY MANAGEMENT. STARTED DATE 2014. JOINT OWNERSHIP. 1TOTAL/HR/MO . 1HR/MO DURING SECURITIES TRADING HOURS.
5. TRAYLOR PROPERTIES,LLC. REAL ESTATE. 5003 LAVENDER LEAF LN, LONGVIEW,TX 75604. PARTNER. STARTED DATE 2014. MANAGEMENT, RESIDENTIAL REAL STATE. 3 TOTAL/HRS/MO .0HRS/MO DURING SECURITIES TRADING HOURS.
6. A&D TRAYLOR HOLDING COMPANY, LLC. 5003 LAVENDER LEAF LN, LONGVIEW,TX 75604. NON-INVESTMENT RELATED. STARTED 2011. PARTNER. FINANCIAL OVERSIGHT. JUST HOLD CASH FOR PERSONAL USE. 1TOTAL/HR/MO . 1HR/MO DURING SECURITIES TRADING HOURS.
7. BOWLES PROPERTIES. 603 MENTHVIN ST. LONGVIEW, TX75601. STARTED DATE 2000. WORKING INTEREST ONLY. PASSIVE INVESTOR. 0TOTAL/HR/MO . 0HR/MO DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Danielle Michelle Traylor's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Danielle Michelle Traylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2016 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 450 E. Loop 281 Ste C-1, Longview, TX 75605RIA
BD
CRD#: 12963
Longview, TX
Current
March 17, 2016 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 450 E. Loop 281 Ste C-1, Longview, TX 75605RIA
BD
CRD#: 12963
Longview, TX
Past
April 22, 2014 - March 21, 2016
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
Longview, TX
Past
April 22, 2014 - March 21, 2016
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
Longview, TX
Past
April 29, 2009 - December 31, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
LONGVIEW, TX
Past
April 29, 2009 - December 31, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
LONGVIEW, TX
Past
October 29, 2008 - April 29, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
LONGVIEW, TX
Past
June 19, 2007 - May 4, 2009
STRATEGIC FINANCIAL CONCEPTS, LLC
RIA
CRD#: 141849
SAN ANTONIO, TX
Past
April 25, 2007 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
LONGVIEW, TX
Past
October 5, 2006 - March 6, 2007
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
LONGVIEW, TX
Past
March 3, 1998 - March 6, 2007
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
LONGVIEW, TX
Past
September 24, 1997 - January 21, 1998
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/17/2022)
RR
Texas(3/17/2016)
IAR
Texas(3/17/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
