AB
Adam J. Bailey
VALMARK ADVISERS
Elkhorn, NE 68022
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CRD#: 2947092
AB
Professional summary
Adam John Bailey, who also goes by Adam Bailey, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Elkhorn, Nebraska and VALMARK SECURITIES, INC. located in Elkhorn, Nebraska.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Adam has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Bailey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)RWB, LLC; Omaha, NE; start 12/1971; Secretary for family business; investment related; ownership %; dividends. /// 2.)Owner of rental property; 15808 W. DODGE RD LLC; Real Estate Rental; dividends. /// 3.)BAILEY & DINEEN FINANCIAL GROUP, LLC - DBA Coordinated Planning; Omaha, NE; 08/2020; investment related./// 4.)Farm equipment purchase; 10/2022; not investment related; interest payments on the equipment sold./// 5.) Parian Lodge; PO Box 333, Callaway, NE 68825; Secretary; Take meeting notes; NOT Investment Related; Start Date 1/1/2024; Approximately 1-5 hrs. per month; No compensation.///
CRS (Client Relationship Summary) - RIA
Click below to view Adam John Bailey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2022 - Present
VALMARK ADVISERS, INC.
Office #1: 20507 Nicholas Circle, Ste. 108, Elkhorn, NE 68022RIA
CRD#: 108050
Elkhorn, NE
Current
November 28, 2022 - Present
VALMARK SECURITIES, INC.
Office #1: 20507 Nicholas Circle, Ste. 108, Elkhorn, NE 68022BD
CRD#: 31243
Elkhorn, NE
Past
September 4, 2020 - December 15, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
CALLAWAY, NE
Past
August 28, 2020 - December 15, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
CALLAWAY, NE
Past
June 5, 2006 - September 1, 2020
CETERA ADVISORS LLC
RIA
CRD#: 10299
OMAHA, NE
Past
May 26, 2006 - September 1, 2020
CETERA ADVISORS LLC
BD
CRD#: 10299
OMAHA, NE
Past
April 28, 2003 - June 1, 2006
OSAIC WEALTH, INC.
RIA
CRD#: 23131
OMAHA, NE
Past
January 9, 2003 - June 1, 2006
OSAIC WEALTH, INC.
BD
CRD#: 23131
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/28/2022)
IAR
Arizona(12/19/2022)
RR
California(11/28/2022)
IAR
California(12/14/2022)
RR
Colorado(11/28/2022)
IAR
Colorado(2/3/2023)
RR
Florida(9/18/2023)
IAR
Florida(9/26/2023)
RR
Illinois(11/28/2022)
IAR
Illinois(12/19/2022)
RR
Indiana(11/28/2022)
IAR
Indiana(1/4/2023)
RR
Iowa(11/28/2022)
IAR
Iowa(11/29/2022)
RR
Kansas(11/28/2022)
IAR
Kansas(11/29/2022)
RR
Kentucky(1/2/2025)
IAR
Massachusetts(10/4/2023)
RR
Massachusetts(8/6/2024)
RR
Minnesota(11/28/2022)
IAR
Minnesota(12/21/2022)
RR
Missouri(11/28/2022)
IAR
Missouri(1/10/2023)
RR
Nebraska(11/28/2022)
IAR
Nebraska(12/19/2022)
RR
New Hampshire(8/8/2024)
IAR
North Carolina(12/1/2022)
RR
North Carolina(12/16/2022)
RR
Ohio(11/28/2022)
IAR
Ohio(12/15/2022)
RR
Oregon(9/18/2023)
RR
Texas(11/28/2022)
IAR
Texas(11/28/2022)
RR
Virginia(11/28/2022)
RR
Wisconsin(11/28/2022)
IAR
Wisconsin(11/29/2022)
RR
Wyoming(2/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Elkhorn, NE 68022TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
