Paul S. Kim

SIMPLIFY ASSET MANAGEMENT

Las Vegas, NV 89135

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CRD#: 2947075

Professional summary

Paul Sang Jin Kim, who also goes by Paul Kim, Sang Jin Kim, is a registered financial advisor currently at SIMPLIFY ASSET MANAGEMENT INC. located in Las Vegas, Nevada.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Paul has worked at 4 firms and has passed the Series 66, Series 3, SIE, Series 7 and Series 72 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Kim | Sang Jin Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Sang Jin Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2024 - Present

SIMPLIFY ASSET MANAGEMENT INC.

Office #1: 10845 Griffith Peak Drive Suite #2, Las Vegas, NV 89135

RIA

CRD#: 309535

Las Vegas, NV

Past

February 14, 2011 - February 17, 2015

PIMCO INVESTMENTS LLC

CRD#: 154957

NEWPORT BEACH, CA

Past

August 17, 2009 - February 14, 2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEWPORT BEACH, CA

Past

March 9, 2004 - April 23, 2004

GELBER SECURITIES, LLC

CRD#: 18367

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIMPLIFY ASSET MANAGEMENT INC.

CRD#: 309535 / SEC#: 801-119255

RIA

Registered Investment Advisory firm - (8/10/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(8/14/2024)

IAR

New York
(7/25/2024)

IAR

Texas
(10/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 5/3/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 2/17/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2009

General Securities Representative Examination

General Industry/Product Exam

Series 72

Date: 3/8/2004

Government Securities Representative Examination

Current Firm

SIMPLIFY ASSET MANAGEMENT INC.

CRD#: 309535 / SEC#: 801-119255

RIA

Registered Investment Advisory firm - (8/10/2020 Approved)

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Contact information

Main Address

10845 Griffith Peak Drive 2/f, Las Vegas, NV, 89135

Mailing Address

Phone number

(702) 389-9705

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SAMI ADV PART 2A (9/19/2025)

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 9,635,489,613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul S. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Sang Jin Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIMCO INVESTMENTS LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

GELBER SECURITIES, LLC

Primary Firm SEC Registration

SIMPLIFY ASSET MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2009

Series 3

Date: 5/3/2021

SIE

Date: 2/17/2015

Series 7

Date: 8/14/2009

Series 72

Date: 3/8/2004

Current Firm

SIMPLIFY ASSET MANAGEMENT INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIMPLIFY ASSET MANAGEMENT INC.

TRUST BUT VERIFY

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