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Nandan J. Shah

CURA WEALTH ADVISORS
CHICAGO, IL 60601
Some features on this profile are disabled
CRD#: 2946965
NS

Professional summary

Nandan Jagdish Shah is a registered financial advisor currently at CURA WEALTH ADVISORS, LLC located in Chicago, Illinois.

Nandan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nandan has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nandan Jagdish Shah's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 16, 2024 - Present

CURA WEALTH ADVISORS, LLC

Office #1: 180 North Stetson Ave Ste 3500, Chicago, IL 60601
RIA
CRD#: 332511
CHICAGO, IL
Past

September 23, 2021 - January 8, 2026

ARETE WEALTH ADVISORS, LLC

RIA
CRD#: 145488
Chicago, IL
Past

April 2, 2019 - September 23, 2021

IHT WEALTH MANAGEMENT LLC

RIA
CRD#: 171481
CHICAGO, IL
Past

March 5, 2019 - August 20, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
CHICAGO, IL
Past

May 19, 1999 - November 20, 2009

MAUKA CAPITAL

RIA
CRD#: 112146
CHICAGO, IL
Past

October 6, 1997 - August 11, 1998

WINTRUST INVESTMENTS LLC

BD
CRD#: 875
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CURA WEALTH ADVISORS, LLC
CURA WEALTH | CURA WEALTH ADVISORS, LLC

CRD#: 332511 / SEC#: 801-130922

RIA
Registered Investment Advisory firm - (8/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(8/16/2024)
IAR
Texas
(8/16/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/29/2019
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/6/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/14/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/5/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/7/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/2/1997
General Securities Representative Examination

Current Firm

CW
CURA WEALTH ADVISORS, LLC
CURA WEALTH | CURA WEALTH ADVISORS, LLC

CRD#: 332511 / SEC#: 801-130922

RIA
Registered Investment Advisory firm - (8/16/2024 Approved)
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Contact information

Main Address
180 North Stetson Ave Ste 3500, Chicago, IL 60601
Mailing Address
Phone number
(312) 320-0058
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/6/2026)

Regulatory assets under management

Total Number of Accounts701
AUM (Assets Under Management)$ 527,732,383

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CURA WEALTH ADVISORS, LLC

CRD#: 332511Chicago, IL 60601

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