Cornell L. Toney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cornell Lamar Toney, who also goes by Carnell Lamar Toney, Cornell Toney, was a registered financial professional .
Cornell is a previously registered financial professional and started their career in finance in 1997. Cornell had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2016 - November 3, 2017
PENSERRA SECURITIES, LLC
December 17, 2015 - January 29, 2016
CASTLEOAK SECURITIES, LP
May 21, 2012 - July 9, 2015
BLAYLOCK VAN, LLC
May 25, 2001 - March 20, 2012
CITIZENS JMP SECURITIES, LLC
February 9, 1999 - January 31, 2001
ROBERTSON STEPHENS, INC.
November 28, 1997 - February 9, 1999
CITIGROUP GLOBAL MARKETS INC.
September 30, 1997 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/6/2004
Limited Representative-Equity Trader ExamCurrent Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
