Jaime G. Golden

KINGSWOOD CAPITAL PARTNERS

New York, NY 10022

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CRD#: 2946822

Professional summary

Jaime Galione Golden, who also goes by Jaime G Golden, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in New York, New York.

Jaime is registered as a RR (Registered Representative) and started their career in finance in 1997. Jaime has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jaime G Golden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaime Galione Golden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2021 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 126 E 56 St Suite 301, New York, NY 10022

CRD#: 288898

New York, NY

Past

June 11, 2019 - October 29, 2019

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

MCDONOUGH, GA

Past

January 22, 2019 - May 19, 2023

D. BORAL CAPITAL

CRD#: 103792

New York, NY

Past

August 1, 2013 - November 29, 2018

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

NEW YORK, NY

Past

August 24, 2012 - August 9, 2013

LPL FINANCIAL LLC

CRD#: 6413

NEW YORK, NY

Past

June 22, 2011 - December 22, 2011

PHD CAPITAL

CRD#: 38785

NEW YORK, NY

Past

September 30, 2008 - July 14, 2009

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

NEW YORK, NY

Past

February 7, 2008 - September 10, 2008

SAXONY SECURITIES, INC.

CRD#: 115547

NEW YORK, NY

Past

July 29, 1998 - March 6, 2008

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

NEW YORK, NY

Past

September 26, 1997 - August 3, 1998

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/13/2021)

Exams

State Security Law Exam

Series 63

Date: 10/2/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KINGSWOOD CAPITAL PARTNERS, LLC

CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127

Mailing Address

126 E 56th Suite 3l, New York, NY 10022

Phone number

(800) 535-6981

Established

Nevada since 10/26/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KINGSWOOD US, LLC	MEMBER
ALSORAIMI, MOHAMED	CCO	5319490
GOLDEN, JAIME GALIONE	PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS	2946822
NESSIM, MICHAEL HASKEL	CEO	2573543
PITKOFF, DAVID JONATHAN	CFO	2822280
RAYEVSKIY, VALERIY P	COO	5788810
ROMERO, MONIQUE VICTORIA	FINOP	6712654
WILDER, JEREMY MATHEW	CHIEF LEGAL OFFICER	7080690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jaime G. Golden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaime Galione Golden's CRS (Customer Relationship Summary).

Certified licenses

Experience

G.F. INVESTMENT SERVICES, LLC

D. BORAL CAPITAL

NEWBRIDGE SECURITIES CORPORATION

LPL FINANCIAL LLC

PHD CAPITAL

NEWBRIDGE SECURITIES CORPORATION

SAXONY SECURITIES, INC.

J.P. TURNER & COMPANY, L.L.C.

JOSEPHTHAL & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/1997

SIE

Date: 10/1/2018

Series 7

Date: 9/12/1997

FINRA

Current Firm

KINGSWOOD CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

KINGSWOOD CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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