Vincent S. Vignere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Scott Vignere, who also goes by Scott VIgnere, Vincent S Vignere, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1997. Vincent had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2015 - January 20, 2017
REDHAWK WEALTH ADVISORS, INC.
November 9, 2001 - October 9, 2006
FIRST HEARTLAND CAPITAL, INC.
November 14, 1997 - September 21, 2000
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
REDHAWK WEALTH ADVISORS, INC.
CRD#: 146616 / SEC#: 801-68902
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REDHAWK WEALTH ADVISORS, INC.
CRD#: 146616 / SEC#: 801-68902
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,283 |
| AUM (Assets Under Management) | $ 1,837,536,390 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
