Rob T. Hitchcock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rob Thomas Hitchcock was a registered financial advisor .
Rob is a previously registered financial advisor and started their career in finance in 1997. Rob had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2010 - February 4, 2011
NEWPORT COAST SECURITIES, INC.
October 10, 2007 - March 15, 2010
J. W. COLE ADVISORS, INC.
June 20, 2007 - March 15, 2010
J.W. COLE FINANCIAL, INC.
January 27, 2005 - July 26, 2007
QUESTAR ASSET MANAGEMENT, INC.
May 30, 2000 - December 31, 2005
QUESTAR CAPITAL CORPORATION
December 17, 1999 - July 20, 2007
QUESTAR CAPITAL CORPORATION
February 2, 1999 - December 16, 1999
SUNAMERICA SECURITIES, INC.
November 6, 1997 - January 29, 1999
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
