TW
Trevor P. Wardlaw
WARDLAW WEALTH MANAGEMENT LLC
Waco, TX 76712
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CRD#: 2946442
TW
Professional summary
Trevor Patrick Wardlaw is a registered financial advisor currently at WARDLAW WEALTH MANAGEMENT LLC located in Waco, Texas.
Trevor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Trevor has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the Other Business: Independent Insurance Agent Investment Related: N Address of the other business: 200 W STATE HIGHWAY 6 STE 614; WACO TX 76712-7923 Nature of Business: Insurance Sales Your position: agent NATURE: FIXED INSURANCE BUSINESS - INSURANCE AGENT - SALES- START Start Start Date: 08/01/1997 Number of hours per month devoted to the business: 4 Number of hours per month devoted to the business during securities trading hours: 4 Describe your duties: I keep this OBA active in case I come across fixed business. I have not marketed or sold fixed business in the past year. TREVOR P. WARDLAW Whether business in investment related: N Address: PO Box 23752, Waco TX 76712, United States Nature of Business: Book Author / Publisher Your position: Author / Publisher Start Date: 10/01/2014 Number of hours per month devoted to the business: 10 Number of hours per month devoted to the business during securities trading hours: 0 Describe your duties: Created a children's book (Rowdy the Rainbow Rabbit) with my son Brett and established an account via Amazon etc ... Also, I published information about Texas History and the Civil War. WARDLAW CLAIMS SERVICE Whether business in investment related: N Address of the other business: 2725 Texas Central Pkwy, Waco TX 76712, United States Nature of the other business: WARDLAW CLAIMS INC - INSURANCE CLAIMS ADJUSTING - WACO TX Your position: Minority owner Start Date: 01/01/1992 Number of hours per month devoted to the business: 0 Number of hours per month devoted to the business during securities trading hours: 0 Describe your duties: No activities to report. WARDLAW CABIN Whether business in investment related: No Address of the other business: 1771 Silver Tree Lane, Estes Park CO 80517, United States Nature of the other business: Rental Property Your position: owner Start Date: : 06/15/2020 Number of hours per month devoted to the business: 0 Number of hours per month devoted to the business during securities trading hours: 0 Describe your duties: Cabin rental as needed for summer.
CRS (Client Relationship Summary) - RIA
Click below to view Trevor Patrick Wardlaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2021 - Present
WARDLAW WEALTH MANAGEMENT LLC
Office #1: 200 W. Highway 6, No.614, Waco, TX 76712RIA
CRD#: 315408
Waco, TX
Past
July 3, 2007 - October 26, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
WACO, TX
Past
July 3, 2007 - October 26, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WACO, TX
Past
November 10, 2000 - June 27, 2007
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
WACO, TX
Past
November 10, 2000 - June 27, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
WACO, TX
Past
September 28, 1998 - November 16, 2000
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
March 11, 1998 - October 6, 1998
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
December 18, 1997 - January 23, 1998
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/7/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WW
WARDLAW WEALTH MANAGEMENT LLC
WARDLAW WEALTH MANAGEMENT | WARDLAW WEALTH MANAGEMENT LLC
CRD#: 315408 / SEC#:
Texas
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Contact information
Main Address
200 W. Highway 6, No.614, Waco, TX 76712
Mailing Address
Phone number
(254) 776-5310
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 189 |
| AUM (Assets Under Management) | $ 79,385,283 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WARDLAW WEALTH MANAGEMENT LLC
CRD#: 315408Waco, TX 76712TRUST BUT VERIFY
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