Trevor P. Wardlaw

WARDLAW WEALTH MANAGEMENT LLC

Waco, TX 76712

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CRD#: 2946442

Professional summary

Trevor Patrick Wardlaw is a registered financial advisor currently at WARDLAW WEALTH MANAGEMENT LLC located in Waco, Texas.

Trevor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Trevor has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trevor Patrick Wardlaw's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2021 - Present

WARDLAW WEALTH MANAGEMENT LLC

Office #1: 200 W. Highway 6, No.614, Waco, TX 76712

RIA

CRD#: 315408

Waco, TX

Past

July 3, 2007 - October 26, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

WACO, TX

Past

July 3, 2007 - October 26, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

WACO, TX

Past

November 10, 2000 - June 27, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

WACO, TX

Past

November 10, 2000 - June 27, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

WACO, TX

Past

September 28, 1998 - November 16, 2000

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

March 11, 1998 - October 6, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

December 18, 1997 - January 23, 1998

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/7/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/7/2022

General Securities Principal Examination

Current Firm

WARDLAW WEALTH MANAGEMENT LLC

WARDLAW WEALTH MANAGEMENT | WARDLAW WEALTH MANAGEMENT LLC

CRD#: 315408 / SEC#:

Texas

Registered Investment Advisory firm - (10/22/2021 Approved)

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Contact information

Main Address

200 W. Highway 6, No.614, Waco, TX 76712

Mailing Address

Phone number

(254) 776-5310

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 75,551,173

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Trevor P. Wardlaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trevor Patrick Wardlaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

A. G. EDWARDS & SONS, INC.

SUNAMERICA SECURITIES, INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/1998

Series 63

Date: 10/23/1997

Series 7TO

Date: 11/7/2022

SIE

Date: 10/1/2018

Series 7

Date: 12/16/1997

Series 24

Date: 11/7/2022

Current Firm

WARDLAW WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WARDLAW WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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