Robert P. Depalo
Professional summary
Robert Philip Depalo was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Robert had worked at 2 firms, which includes MCBARRON CAPITAL LLC, ARJENT LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2007 - August 10, 2016
MCBARRON CAPITAL LLC
September 22, 2006 - February 23, 2007
MCBARRON CAPITAL LLC
June 14, 2005 - August 21, 2008
ARJENT LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCBARRON CAPITAL LLC
CRD#: 131431 / SEC#: , 8-66460
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
