Frank A. Logalbo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Alfred Logalbo JR., who also goes by Frank A Logalbo, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1997. Frank had worked at 10 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2017 - April 22, 2019
CANACCORD GENUITY LLC
June 19, 2015 - July 31, 2017
NEW ALBION PARTNERS LLC
November 13, 2013 - July 11, 2014
PENSERRA SECURITIES, LLC
March 5, 2012 - May 29, 2015
ROSENBLATT SECURITIES INC.
April 9, 2008 - January 9, 2012
WJB CAPITAL GROUP, INC.
March 21, 2008 - April 10, 2008
COVA CAPITAL PARTNERS LLC
June 10, 2005 - February 14, 2006
BURNHAM SECURITIES INC.
August 9, 2002 - September 26, 2003
GUZMAN & COMPANY
December 7, 1999 - February 28, 2000
PRIME CHARTER LTD.
December 23, 1997 - June 16, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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