Arnold Katz
Professional Summary
Arnold Katz is a registered financial advisor currently at FORTUNE FINANCIAL SERIVCES, LLC located in East Northport, New York. Arnold is registered as a RR (Registered Representative) and started their career in finance in 1997. Arnold has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 6, Series 28, Series 51 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
FORTUNE FINANCIAL SERIVCES, LLC | FORTUNE FINANCIAL SERVICES, INC.
Contact Information
Main Address
3582 Brodhead Road Suite 202, Monaca, PA 15061Mailing Address
P.o. Box 238, Monaca, PA 15061Phone Number
(724) 846-2488Established
Pennsylvania since 04/20/2026Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/9/2021)
(1/3/2017)
(1/5/2022)
(1/29/2020)
(1/3/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1997About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 2004About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 1998About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Arnold Katz's CRS (Customer Relationship Summary).
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