David E. Mandler

QUATTRO ADVISORS L.L.C.

PITTSBURGH, PA 15201

Some features on this profile are disabled

CRD#: 2945944

Professional summary

David Emery Mandler, CFP®, ChFC® is a registered financial advisor currently at QUATTRO ADVISORS L.L.C. located in Pittsburgh, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Emery Mandler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

Experience

Current

February 7, 2013 - Present

QUATTRO ADVISORS L.L.C.

Office #1: 3495 Butler Street Suite 100, Pittsburgh, PA 15201

RIA

CRD#: 146438

PITTSBURGH, PA

Past

June 27, 2007 - March 22, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

PITTSBURGH, PA

Past

April 2, 2007 - March 22, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

PITTSBURGH, PA

Past

May 3, 1999 - March 27, 2007

PARK AVENUE SECURITIES LLC

CRD#: 46173

PITTSBURGH, PA

Past

November 16, 1998 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 30, 1998 - November 3, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 30, 1998 - November 3, 1998

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUATTRO ADVISORS L.L.C.

CRD#: 146438 / SEC#: 801-80531

RIA

Registered Investment Advisory firm - (11/21/2014 Approved)

California

Registered Investment Advisory firm - (12/25/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (12/11/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/2/2014 Terminated)

West Virginia

Registered Investment Advisory firm - (11/26/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/7/2013)

IAR

Texas
(10/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/29/1998

General Securities Representative Examination

Current Firm

QUATTRO ADVISORS L.L.C.

CRD#: 146438 / SEC#: 801-80531

RIA

Registered Investment Advisory firm - (11/21/2014 Approved)

California

Registered Investment Advisory firm - (12/25/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (12/11/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/2/2014 Terminated)

West Virginia

Registered Investment Advisory firm - (11/26/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3495 Butler Street Suite 100, Pittsburgh, PA 15201

Mailing Address

Phone number

(412) 586-5406

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 QUATTRO ADVISORS L.L.C. FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,403
AUM (Assets Under Management)	$ 516,273,059

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrea Robertson

JANNEY MONTGOMERY SCOTT LLC

IAR

Sewickley (wexford), PA

Richard Sabo

J. W. COLE ADVISORS, INC.

IAR

GIBSONIA, PA

Edmund Vilsack

JANNEY MONTGOMERY SCOTT LLC

IAR

Canonsburg, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David E. Mandler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Emery Mandler's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

QUATTRO ADVISORS L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2007

Series 63

Date: 12/5/1997

Series 7

Date: 1/29/1998

Current Firm

QUATTRO ADVISORS L.L.C.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

QUATTRO ADVISORS L.L.C.

TRUST BUT VERIFY

Similar Advisors