Paul J. Cook

THE BALDWIN GROUP WEALTH ADVISORS

Bethesda, MD 20817

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CRD#: 2945801

Professional summary

Paul Jeremiah Cook, AIF®, who also goes by Paul J Cook, Pj Cook, is a registered financial advisor currently at THE BALDWIN GROUP WEALTH ADVISORS, LLC located in Bethesda, Maryland.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Paul has worked at 14 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul J Cook | Pj Cook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC. Investment Related. Located at 6720-B Rockledge Drive, Suite 400, Bethesda, MD 20817. Nature - RIA. Position - Retirement Account Executive. Start - 07/2022. 160 hours per month, all during trading hours. Duties - managing 60 retirement plan relationships.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Jeremiah Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 14, 2024 - Present

THE BALDWIN GROUP WEALTH ADVISORS, LLC

Office #1: 6720-b Rockledge Drive Suite 400, Bethesda, MD 20817

RIA

CRD#: 312284

Bethesda, MD

Past

October 27, 2022 - March 1, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BETHESDA, MD

Past

August 5, 2022 - October 5, 2024

THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 169727

COLLEGEVILLE, PA

Past

June 5, 2020 - August 2, 2022

GWN SECURITIES INC.

RIA

CRD#: 128929

WAYNE, PA

Past

June 5, 2020 - August 2, 2022

GWN SECURITIES INC.

CRD#: 128929

WAYNE, PA

Past

July 5, 2011 - April 24, 2020

BRINKER CAPITAL INC

RIA

CRD#: 111743

BERWYN, PA

Past

July 5, 2011 - April 24, 2020

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Past

November 3, 2009 - June 30, 2011

USI ADVISORS

RIA

CRD#: 108113

PLYMOUTH MEETING, PA

Past

October 29, 2009 - June 30, 2011

USI SECURITIES, INC.

CRD#: 43793

GERMANTOWN, PA

Past

March 19, 2007 - June 9, 2009

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

WAYNE, PA

Past

March 19, 2007 - June 9, 2009

STANCORP EQUITIES, INC.

CRD#: 19517

WAYNE, PA

Past

November 4, 2005 - January 31, 2007

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

August 10, 2005 - October 4, 2005

VALLEY FORGE ASSET MANAGEMENT, LLC

CRD#: 7438

KING OF PRUSSIA, PA

Past

July 19, 2005 - October 4, 2005

VALLEY FORGE ASSET MANAGEMENT, LLC

RIA

CRD#: 7438

EXTON, PA

Past

April 7, 2004 - January 24, 2005

PATRIOT ADVISORS, INC.

RIA

CRD#: 107060

EXTON, PA

Past

October 21, 1997 - September 9, 1998

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE BALDWIN GROUP WEALTH ADVISORS, LLC

BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP

CRD#: 312284 / SEC#: 801-120404

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/14/2024)

IAR

Pennsylvania
(10/14/2024)

IAR

Virginia
(10/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/30/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/29/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/20/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE BALDWIN GROUP WEALTH ADVISORS, LLC

BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP

CRD#: 312284 / SEC#: 801-120404

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

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Contact information

Main Address

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607

Mailing Address

Phone number

(813) 934-2743

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE BALDWIN GROUP WEALTH ADVISORS, LLC ADV P2A 03.26.2025 (4/9/2025)

Regulatory assets under management

Total Number of Accounts	2,356
AUM (Assets Under Management)	$ 21,043,141,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul J. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Jeremiah Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC

GWN SECURITIES INC.

GWN SECURITIES INC.

BRINKER CAPITAL INC

BRINKER CAPITAL SECURITIES, LLC

USI ADVISORS

USI SECURITIES, INC.

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

SEI INVESTMENTS DISTRIBUTION CO.

VALLEY FORGE ASSET MANAGEMENT, LLC

VALLEY FORGE ASSET MANAGEMENT, LLC

PATRIOT ADVISORS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

THE BALDWIN GROUP WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/30/2005

Series 65

Date: 10/29/2003

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/9/2005

Series 6

Date: 10/20/1997

Current Firm

THE BALDWIN GROUP WEALTH ADVISORS, LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE BALDWIN GROUP WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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