Julie L. Parisio Roy

BADGLEY PHELPS WEALTH MANAGERS | Director of Financial Planning and Wealth Manager

Seattle, WA 98101

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CRD#: 2945708

Professional summary

Julie Louise Parisio Roy, CFP®, who also goes by Julie Louise Parisio, Julie P Roy, Julie Parisio Roy, is a registered financial advisor currently at BADGLEY PHELPS WEALTH MANAGERS located in Seattle, Washington.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Julie has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Philanthropic services

Executive services/Equity comp...

Trading individual securities

Financial planning

Trust & estate planning

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Julie Louise Parisio | Julie P Roy | Julie Parisio Roy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Louise Parisio Roy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

August 2, 2021 - Present

BADGLEY PHELPS WEALTH MANAGERS

Office #1: 1420 Fifth Avenue Suite 3200, Seattle, WA 98101

RIA

CRD#: 315440

Seattle, WA

Past

June 13, 2005 - May 31, 2007

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

April 1, 2004 - August 1, 2021

BADGLEY PHELPS WEALTH MANAGERS

RIA

CRD#: 108392

SEATTLE, WA

Past

December 10, 2002 - January 16, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SEATTLE, WA

Past

December 10, 2002 - January 16, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 16, 1999 - December 31, 2002

PACIFIC CAPITAL ADVISORY SERVICES

RIA

CRD#: 110544

SEATTLE, WA

Past

October 29, 1997 - December 12, 2002

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS WEALTH MANAGERS | BADGLEY PHELPS WEALTH MANAGERS, LLC

CRD#: 315440 / SEC#: 801-121830

RIA

Registered Investment Advisory firm - (7/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/28/1997

General Securities Representative Examination

Current Firm

BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS WEALTH MANAGERS | BADGLEY PHELPS WEALTH MANAGERS, LLC

CRD#: 315440 / SEC#: 801-121830

RIA

Registered Investment Advisory firm - (7/26/2021 Approved)

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Contact information

Main Address

1420 Fifth Avenue Suite 3200, Seattle, WA 98101

Mailing Address

Phone number

(206) 623-6172

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BADGLEY PHELPS WEALTH MANAGERS, LLC PART 2A BROCHURE 03/29/2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,875
AUM (Assets Under Management)	$ 5,902,779,678

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
12/11/2024	Cover Page	Report
01/08/2024	Cover Page	Report
10/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Julie L. Parisio Roy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Louise Parisio Roy's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAFFERTY CAPITAL MARKETS, LLC

BADGLEY PHELPS WEALTH MANAGERS

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PACIFIC CAPITAL ADVISORY SERVICES

AMERICAN GENERAL SECURITIES INCORPORATED

Primary Firm SEC Registration

BADGLEY PHELPS WEALTH MANAGERS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/1998

Series 63

Date: 9/23/1997

Series 7

Date: 10/28/1997

Current Firm

BADGLEY PHELPS WEALTH MANAGERS

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BADGLEY PHELPS WEALTH MANAGERS

TRUST BUT VERIFY

Contact information

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