Paul A. Brazinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Anthony Brazinski, who also goes by Paul Anthony Brazinski, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1968. Paul had worked at 8 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2009 - December 31, 2011
FORTUNE FINANCIAL SERVICES, INC.
June 7, 2002 - December 31, 2008
EQUITY SERVICES, INC.
May 22, 2001 - April 18, 2002
ALLEGHENY INVESTMENTS, LTD.
October 1, 1996 - May 11, 2001
OSAIC FA, INC.
July 22, 1994 - October 1, 1996
UNUM SALES CORPORATION
May 18, 1994 - July 20, 1994
TOWER SQUARE SECURITIES, INC.
September 2, 1971 - July 20, 1994
TOWER SQUARE SECURITIES, INC.
July 13, 1971 - March 20, 1974
G. R. PHELPS & CO., INC.
July 15, 1968 - August 6, 1971
ILG SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/29/1968
Registered Representative ExaminationCurrent Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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