Jeffrey J. Delgado

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CRD#: 2945615

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey James Delgado was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 10 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 27, 2019 - June 1, 2021

SUPREME ALLIANCE LLC

CRD#: 45348

CHARLOTTE, NC

Past

October 12, 2016 - July 13, 2017

PORTSMOUTH FINANCIAL SERVICES

CRD#: 13980

SAN FRANCISCO, CA

Past

September 10, 2014 - August 20, 2015

INVESTMENTS FOR YOU, INC.

CRD#: 29257

MARYSVILLE, OH

Past

March 25, 2013 - October 9, 2013

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

December 4, 2012 - December 20, 2012

ADVANCED ASSET TRADING, INC

CRD#: 37044

MEMPHIS, TN

Past

November 2, 2009 - December 17, 2010

PREMIER SECURITIES OF AMERICA, INC.

CRD#: 127022

SUWANEE, GA

Past

July 9, 2007 - November 2, 2007

WORLD EQUITY GROUP, INC.

CRD#: 29087

PLEASANTON, CA

Past

October 31, 2005 - August 7, 2006

OSAIC SERVICES, INC.

CRD#: 133763

SAN JOSE, CA

Past

November 20, 2001 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 2, 1998 - November 23, 2001

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUPREME ALLIANCE LLC

BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL

CRD#: 45348 / SEC#: 801-108980, 8-51046

RIA

Registered Investment Advisory firm - SEC (1/23/2017 Approved)

Idaho

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (3/22/2017 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Maryland

Registered Investment Advisory firm - SEC (3/30/2016 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Ohio

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/31/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/22/2003

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SUPREME ALLIANCE LLC

BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL

CRD#: 45348 / SEC#: 801-108980, 8-51046

RIA

Registered Investment Advisory firm - SEC (1/23/2017 Approved)

Idaho

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (3/22/2017 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Maryland

Registered Investment Advisory firm - SEC (3/30/2016 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Ohio

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

14804 Resolves Lane, Charlotte, NC 28277

Mailing Address

2187 Ivy Crest Drive, Bellbrook, OH 45305

Phone number

(561) 460-2870

Established

Delaware since 03/04/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (37 States and Territories)

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SUPREME ALLIANCE LLC- FORM ADV2A AND PRIVACY POLICY (7/2/2025)

Direct owners and executive officers

Name	Position	CRD#
INSURANCE DISTRIBUTION CONSULTING LLC	OWNER
HUSBANDS, ROGER BRENT	COMPLIANCE PRINCIPAL	845110
JONES, MICHAEL WASHINGTON	FINOP / CEO / CCO

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 18,279,631

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey J. Delgado

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PORTSMOUTH FINANCIAL SERVICES

INVESTMENTS FOR YOU, INC.

CAPE SECURITIES INC.

ADVANCED ASSET TRADING, INC

PREMIER SECURITIES OF AMERICA, INC.

WORLD EQUITY GROUP, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

SUPREME ALLIANCE LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/21/1998

SIE

Date: 7/13/2017

Series 6

Date: 1/31/1998

Series 26

Date: 3/22/2003

Current Firm

SUPREME ALLIANCE LLC

Contact information

SEC notice filing (37 States and Territories)

FINRA licenses (45 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

SUPREME ALLIANCE LLC

TRUST BUT VERIFY

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