Hooi C. Chuah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hooi Chian Chuah, who also goes by Lucy Chuah, was a registered financial professional .
Hooi is a previously registered financial professional and started their career in finance in 1997. Hooi had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2020 - October 19, 2020
DECKER & CO, LLC
January 3, 2019 - December 6, 2019
CLSA AMERICAS, LLC
February 15, 2013 - December 6, 2019
CLSA AMERICAS, LLC
February 4, 2011 - June 3, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
October 1, 2008 - September 21, 2010
BOC INTERNATIONAL (USA) INC.
October 16, 2002 - September 29, 2008
MAYBANK SECURITIES USA INC.
September 19, 1997 - February 26, 2002
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DECKER & CO, LLC
CRD#: 166446 / SEC#: , 8-69211
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
