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HC

Hooi Chian Chuah

CRD# 2945557·Registered 1997 - 2020
Previously Registered: Being a previously registered professional could mean that Hooi is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hooi Chian Chuah, who also goes by Lucy Chuah, was a registered financial advisor. Hooi was a previously registered financial professional and started their career in finance 1997 - 2020. Hooi had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lucy Chuah

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

Past

DECKER & CO, LLCPast·CRD# 166446
BD
Menlo Park, CA
April 9, 2020 - October 19, 2020
CITIC SECURITIES AMERICAS, LLCPast·CRD# 165533
RIA
New York, NY
January 3, 2019 - December 6, 2019
CITIC SECURITIES AMERICAS, LLCPast·CRD# 165533
BD
New York, NY
February 15, 2013 - December 6, 2019
CREDIT AGRICOLE SECURITIES (USA) INC.Past·CRD# 190
BD
New York, NY
February 4, 2011 - June 3, 2013
BOC INTERNATIONAL (USA) INC.Past·CRD# 132919
BD
New York, NY
October 1, 2008 - September 21, 2010
MAYBANK SECURITIES USA INC.Past·CRD# 27861
BD
New York, NY
October 16, 2002 - September 29, 2008
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.Past·CRD# 8010
BD
New York, NY
September 19, 1997 - February 26, 2002

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Current Firm

D&
DECKER & CO, LLC

DECKER & CO, LLC

CRD#: 166446 / SEC#: 8-69211
BD
Terminated by SEC on 04/25/2026

Contact Information

Established

Delaware since 10/31/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DECKER, MARK BRANDONCCO/CEO/MANAGING MEMBER5692814
KORNSRI, HARINSHAREHOLDER6157452
PHANSUWON, KUNJANAPHANSHAREHOLDER6157450

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2018About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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