Joshua B. Zucker
Professional summary
Joshua Brant Zucker, who also goes by Josh Zucker, Joshua Zucker, is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in New York, New York.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 1999. Joshua has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Brant Zucker's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2024 - Present
BROWNSTONE INVESTMENT GROUP, LLC
Office #1: 505 Fifth Avenue 10th Floor, New York, NY 10017Office #2: 222 Lakeview Avenue Suite 800, West Palm Beach, FL 33401January 31, 2014 - October 11, 2024
COHEN & COMPANY SECURITIES, LLC
December 16, 2013 - January 31, 2014
JVB FINANCIAL GROUP, LLC
May 21, 2012 - December 12, 2013
BROWNSTONE INVESTMENT GROUP, LLC
January 3, 2011 - April 27, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 11, 2010 - January 3, 2011
KNIGHT LIBERTAS LLC
June 1, 2009 - January 11, 2010
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 20, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2024)
(10/15/2024)
(10/15/2024)
Exams
FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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