Alexander H. Mcmillan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Howe Mcmillan was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1997. Alexander had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2008 - August 27, 2012
LOEB PARTNERS CORPORATION
May 28, 2008 - August 13, 2008
J.P. MORGAN SECURITIES INC.
March 31, 1999 - August 26, 2000
MORGAN STANLEY & CO. LLC
November 28, 1997 - April 16, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LOEB PARTNERS CORPORATION
CRD#: 10929 / SEC#: 801-39571, 8-28004
Contact information
Disclosures
| Regulatory Event | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
