Jeremy M. Finger

RIVERBEND WEALTH MANAGEMENT

MYRTLE BEACH, SC 29577

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CRD#: 2945379

Professional summary

Jeremy Morris Finger, CFP®, CIMA® is a registered financial advisor currently at RIVERBEND WEALTH MANAGEMENT, LLC located in Myrtle Beach, South Carolina.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeremy has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAICS #I*70664; FOR-PROFIT ORGANIZATION; BRIGHT FUTURE S CORP; INVESTMENT RELATED; 334 PATTERSON DRIVE, MYRTLE BEACH, SOUTH CAROLINA 29572; S-CORP; OWNER; START DATE: 3/21/2014; NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY; NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0; DUTIES: LLC WITH THE POTENIAL TO BUY REAL ESTATE. 2. 11/06/2023 Jeremy Finger Paid speaking engagements. Not Investment related. Speaker on topics I am knowledgeable about all educational. 1 hour per month/1 hour per month during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Morris Finger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 28, 2024 - Present

RIVERBEND WEALTH MANAGEMENT, LLC

Office #1: 1341 44th Avenue North Suite 102, Myrtle Beach, SC 29577

RIA

CRD#: 302031

MYRTLE BEACH, SC

Past

August 30, 2019 - December 20, 2024

STRATOS WEALTH ADVISORS LLC

RIA

CRD#: 283816

Myrtle Beach, SC

Past

August 7, 2012 - September 3, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MYRTLE BEACH, SC

Past

August 3, 2012 - September 3, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MYRTLE BEACH, SC

Past

June 15, 2002 - August 6, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MYRTLE BEACH, SC

Past

June 15, 2002 - August 6, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MYRTLE BEACH, SC

Past

January 28, 2002 - June 20, 2002

WACHOVIA SECURITIES, INC.

RIA

CRD#: 431

MYRTLE BEACH, SC

Past

October 20, 1997 - June 15, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERBEND WEALTH MANAGEMENT, LLC

CRD#: 302031 / SEC#: 801-131306

RIA

Registered Investment Advisory firm - (10/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(10/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/1997

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/20/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/6/1997

General Securities Representative Examination

Current Firm

RIVERBEND WEALTH MANAGEMENT, LLC

CRD#: 302031 / SEC#: 801-131306

RIA

Registered Investment Advisory firm - (10/22/2024 Approved)

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Contact information

Main Address

1341 44th Avenue North Suite 102, Myrtle Beach, SC 29577

Mailing Address

Phone number

(843) 970-1049

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVERBEND WEALTH MANAGEMENT ADV PART 2 BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	516
AUM (Assets Under Management)	$ 232,957,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy M. Finger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Morris Finger's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATOS WEALTH ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

WACHOVIA SECURITIES, INC.

Primary Firm SEC Registration

RIVERBEND WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/1997

SIE

Date: 10/1/2018

Series 31

Date: 12/20/2002

Series 7

Date: 10/6/1997

Current Firm

RIVERBEND WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERBEND WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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