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Neil P Murphy

NPM CONSULTING
RIDGEWOOD, NJ
·CRD# 2945357·27 years experience

Professional Summary

Neil P Murphy, who also goes by Neil Patrick Murphy, Neil Murphy, is a registered financial advisor currently at NPM CONSULTING, LLC located in Ridgewood, New Jersey. Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Neil has worked at 5 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Neil Patrick Murphy, Neil Murphy

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

NPM CONSULTING, LLC·CRD# 163237
RIA
Ridgewood, NJ
June 14, 2017 - Present
NPM CONSULTING, LLC·CRD# 163237
RIA
Ridgewood, NJ
June 14, 2013 - December 31, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 14, 2011 - March 19, 2012
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
New York, NY
April 3, 2008 - November 11, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
New York, NY
January 23, 2008 - November 11, 2008
UST SECURITIES CORP.·CRD# 13906
BD
New York, NY
March 24, 2006 - January 24, 2008
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
February 2, 1999 - July 9, 2004

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Current Firm

NC
NPM CONSULTING, LLC

MURPHY, NEIL P. | NPM CONSULTING, LLC

CRD#: 163237 / SEC#: 801-136087
RIA
Registered Investment Advisory firm - SEC (4/29/2026 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (6/16/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Ridgewood, NJ

Phone Number

(201) 670-7728

# of Employees

1

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NPMC FIRM BROCHURE (3/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

57

AUM (Assets Under Management)

$116,069,734

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
11/05/2025Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NPM CONSULTING, LLC

MURPHY, NEIL P. | NPM CONSULTING, LLC

CRD#: 163237 / SEC#: 801-136087
RIA
Registered Investment Advisory firm - SEC (4/29/2026 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (6/16/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New Jersey
(6/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1999About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jul 2014About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 1999About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Neil P Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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