Bret A. Menze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bret Allen Menze, who also goes by Bret Menze, was a registered financial professional .
Bret is a previously registered financial professional and started their career in finance in 1997. Bret had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2012 - May 21, 2013
ALLSTATE FINANCIAL ADVISORS, LLC
May 4, 2012 - May 21, 2013
ALLSTATE FINANCIAL SERVICES, LLC
February 1, 2012 - April 30, 2012
PARK AVENUE SECURITIES LLC
January 6, 2012 - April 30, 2012
PARK AVENUE SECURITIES LLC
May 10, 2011 - November 3, 2011
MSI FINANCIAL SERVICES, INC.
February 3, 2011 - November 3, 2011
MSI FINANCIAL SERVICES, INC.
June 5, 1998 - April 1, 1999
THE CONCORD EQUITY GROUP, LLC
April 7, 1998 - August 12, 1998
EMISSARY FINANCIAL GROUP, INC.
December 23, 1997 - March 17, 1998
MONEY CONCEPTS CAPITAL CORP
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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