Jeremy T. Todd

PRIME MERIDIAN CAPITAL MANAGEMENT

Walnut Creek, CA 94596

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CRD#: 2945287

Professional summary

Jeremy Tyson Todd, who also goes by Jeremy T Todd, Jeremy T. Todd, Jeremy Todd, is a registered financial advisor currently at PRIME MERIDIAN CAPITAL MANAGEMENT, LLC located in Walnut Creek, California.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeremy has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeremy T Todd | Jeremy T. Todd | Jeremy Todd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Tyson Todd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2018 - Present

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

Office #1: 2121 N. California Blvd. Suite 830, Walnut Creek, CA 94596

RIA

CRD#: 166003

Walnut Creek, CA

Past

September 28, 2016 - March 22, 2017

SECURITIZE MARKETS, LLC

CRD#: 283256

MIAMI, FL

Past

May 4, 2010 - April 9, 2015

BARCLAYS CAPITAL INC.

CRD#: 19714

SAN FRANCISCO, CA

Past

January 5, 2007 - April 1, 2010

PERSHING LLC

CRD#: 7560

SAN FRANCISCO, CA

Past

July 30, 1999 - January 4, 2007

J.P. MORGAN CLEARING CORP.

CRD#: 28432

SAN FRANCISCO, CA

Past

July 30, 1999 - January 4, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Past

October 1, 1997 - June 24, 1999

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

CRD#: 166003 / SEC#: 801-110964

RIA

Registered Investment Advisory firm - (8/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/29/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/2008

General Securities Principal Examination

Current Firm

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

CRD#: 166003 / SEC#: 801-110964

RIA

Registered Investment Advisory firm - (8/11/2017 Approved)

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Contact information

Main Address

2121 N. California Blvd. Suite 830, Walnut Creek, CA 94596

Mailing Address

Phone number

(925) 587-5075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PMCM 2024 ANNUAL ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 186,512,743

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	6/30/2017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeremy T. Todd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Tyson Todd's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIZE MARKETS, LLC

BARCLAYS CAPITAL INC.

PERSHING LLC

J.P. MORGAN CLEARING CORP.

J.P. MORGAN SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

Primary Firm SEC Registration

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/29/1998

SIE

Date: 3/22/2017

Series 7

Date: 1/8/1998

Series 24

Date: 1/31/2008

Current Firm

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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