Jonathon P. Zetlmaier

ZETLMAIER WEALTH MANAGEMENT LLC

Seattle, WA 98101

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CRD#: 2945086

Professional summary

Jonathon Paul Zetlmaier, AIF®, CFP® is a registered financial advisor currently at ZETLMAIER WEALTH MANAGEMENT LLC located in Seattle, Washington.

Jonathon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jonathon has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1420 5th Ave Ste 2200; SEATTLE; WA; 98101; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/12/2014; 10; 10; SALE OF FIXED INSURANCE PRODUCTS.|NAME OF ENTITY: Our Lady of Guadalupe Catholic Youth Organization; No; 7000 35th Ave SW; Seattle; WA; 98126; youth sports league; Treasurer; 9/11/2019; 10; 0; Assisting athletic director, helping with annual dinner and golf event, prepare financial reports from fundraisers, league dues, and org expenses|NAME OF ENTITY:Zetlmaier Wealth Management LLC; Yes; 1420 5th Ave Ste 2200; SEATTLE; WA; 98101; FINANCIAL SERVICES/DBA; Owner; 1/1/2020; 200; 130; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS|NAME OF ENTITY:Seattle Rotary Boys and Girls Club Committe; No; 1326 5th Ave; Seattle; WA; 98101; NAME OF ENTITY:Washington Athletic Club; No; 1325 6th Ave; Seattle; WA; 98101; Athletic Club; Board of Governors; 8/1/2020; 4; 0; Promoting the club to current and prospective members. Voting on various club issues and plans|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathon Paul Zetlmaier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 2, 2024 - Present

ZETLMAIER WEALTH MANAGEMENT LLC

Office #1: 1420 5th Ave Suite 2200, Seattle, WA 98101

RIA

CRD#: 327128

Seattle, WA

Past

August 24, 2011 - April 2, 2024

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

SEATTLE, WA

Past

July 22, 2011 - April 2, 2024

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SEATTLE, WA

Past

December 5, 2006 - July 18, 2011

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

May 18, 2006 - December 5, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

RIA

CRD#: 7110

SACRAMENTO, CA

Past

June 11, 2003 - July 18, 2011

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

December 17, 2001 - June 10, 2003

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

WASHINGTON, DC

Past

July 10, 2000 - June 6, 2001

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

September 24, 1997 - August 20, 1999

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/10/2024)

IAR

Washington
(4/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/1998

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 9/15/1997

Municipal Securities Representative Examination

Current Firm

ZETLMAIER WEALTH MANAGEMENT LLC

ZETLMAIER WEALTH MANAGEMENT LLC | ZETLMAIER, JONATHON PAUL

CRD#: 327128 / SEC#:

Texas

Registered Investment Advisory firm - (5/9/2024 Conditional Restricted)

Washington

Registered Investment Advisory firm - (4/2/2024 Approved)

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Contact information

Main Address

1420 5th Ave Suite 2200, Seattle, WA 98101

Mailing Address

Phone number

(206) 235-6538

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	104
AUM (Assets Under Management)	$ 33,209,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathon P. Zetlmaier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathon Paul Zetlmaier's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE INVESTMENT SERVICES CORPORATION

MISSIONSQUARE INVESTMENT SERVICES

BANC OF AMERICA INVESTMENT SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2006

Series 63

Date: 9/29/1997

SIE

Date: 10/1/2018

Series 7

Date: 1/20/1998

Series 52

Date: 9/15/1997

Current Firm

ZETLMAIER WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZETLMAIER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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