Henry L. Smith

HV CAPITAL ADVISORS LLC

Dallas, TX 75234

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CRD#: 2945047

Professional summary

Henry Lequence Smith, who also goes by Henry L Smith, is a registered financial advisor currently at HV CAPITAL ADVISORS LLC located in Dallas, Texas.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Henry has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Henry L Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Lequence Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2012 - Present

HV CAPITAL ADVISORS LLC

Office #1: 2775 Villa Creek Drive Suite 217, Dallas, TX 75234

RIA

CRD#: 163912

Dallas, TX

Past

March 15, 2010 - September 7, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

DALLAS, TX

Past

March 15, 2010 - September 7, 2012

BROKERSXPRESS LLC

CRD#: 127081

DALLAS, TX

Past

January 30, 2009 - March 18, 2010

EVOLVE SECURITIES, INC.

RIA

CRD#: 127474

DALLAS, TX

Past

April 30, 2008 - March 18, 2010

EVOLVE SECURITIES, INC.

CRD#: 127474

DALLAS, TX

Past

September 21, 2007 - April 30, 2008

AFS BROKERAGE, INC.

CRD#: 25924

DALLAS, TX

Past

April 14, 2006 - October 30, 2007

SOUTHWEST TEXAS CAPITAL, L.L.C

RIA

CRD#: 104200

PLANO, TX

Past

November 4, 2005 - October 30, 2007

SOUTHWEST TEXAS CAPITAL, L.L.C

CRD#: 104200

PLANO, TX

Past

February 3, 2003 - November 4, 2005

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

DALLAS, TX

Past

February 3, 2003 - November 4, 2005

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

August 31, 1998 - January 29, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

April 16, 1998 - January 29, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/17/2012)

IAR

Virginia
(8/7/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/15/1998

General Securities Representative Examination

Current Firm

HV CAPITAL ADVISORS LLC

CRD#: 163912 / SEC#:

Texas

Registered Investment Advisory firm - (9/17/2012 Approved)

Virginia

Registered Investment Advisory firm - (8/7/2014 Approved)

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Contact information

Main Address

2775 Villa Creek Drive Suite 217, Dallas, TX 75234

Mailing Address

Phone number

(214) 357-5600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 19,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Henry L. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Lequence Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROKERSXPRESS LLC

BROKERSXPRESS LLC

EVOLVE SECURITIES, INC.

EVOLVE SECURITIES, INC.

AFS BROKERAGE, INC.

SOUTHWEST TEXAS CAPITAL, L.L.C

SOUTHWEST TEXAS CAPITAL, L.L.C

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/1998

Series 7

Date: 4/15/1998

Current Firm

HV CAPITAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HV CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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