Craig C. Boden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Courtland Boden, who also goes by Craig C Boden, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1997. Craig had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2013 - March 27, 2017
THIRD SEVEN CAPITAL LLC
May 27, 2013 - November 20, 2013
SILVER LEAF PARTNERS, LLC
December 2, 2009 - July 8, 2011
INTERMERCHANT SECURITIES LLC
June 17, 2004 - October 27, 2004
SANDS BROTHERS & CO., LTD.
June 17, 2004 - December 1, 2009
LAIDLAW & COMPANY (UK) LTD.
December 16, 1997 - June 11, 2004
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
