Theodore J. Marolda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore John Marolda, who also goes by Theodore Marolda, Tj Marolda, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1998. Theodore had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2015 - August 28, 2015
THE FIG GROUP, LLC
October 22, 2013 - December 31, 2014
BEDMINSTER FINANCIAL GROUP, LIMITED
February 7, 2005 - September 3, 2013
BRIMBERG & CO.
December 20, 2002 - November 21, 2003
NOBLE CAPITAL MARKETS, INC.
August 9, 2002 - August 21, 2002
KIRLIN SECURITIES INC.
May 9, 2001 - November 26, 2001
BLUESTONE CAPITAL CORP.
November 29, 1999 - March 28, 2001
TRADE.COM ONLINE SECURITIES, INC.
February 8, 1999 - November 16, 1999
HARMONIC RESEARCH, INC.
July 23, 1998 - September 17, 1998
EARLYBIRDCAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE FIG GROUP, LLC
CRD#: 133558 / SEC#: , 8-66733
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
