Yongsuk Choi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yongsuk Choi, who also goes by Joel Choi, was a registered financial professional .
Yongsuk is a previously registered financial professional and started their career in finance in 1997. Yongsuk had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - August 27, 2016
KBFG SECURITIES AMERICA INC.
June 19, 2007 - June 2, 2010
SHINHAN SECURITIES AMERICA, INC.
April 11, 2007 - June 19, 2007
NH INVESTMENT & SECURITIES AMERICA, INC.
May 9, 2003 - April 9, 2007
MIRAE ASSET SECURITIES (USA) INC.
August 22, 2002 - May 5, 2003
SAMSUNG SECURITIES (AMERICA), INC.
February 8, 2001 - August 21, 2002
AUERBACH GRAYSON & COMPANY LLC
September 21, 2000 - January 29, 2001
SHINHAN SECURITIES AMERICA, INC.
October 21, 1997 - September 22, 2000
AUERBACH GRAYSON & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KBFG SECURITIES AMERICA INC.
CRD#: 39356 / SEC#: , 8-48651
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
